Normalize uploaded documents into structured markdown, add clearer parser errors for missing dependencies, and cover the ingestion flow with backend tests. This also replaces deprecated UTC timestamp helpers in the touched backend paths so the knowledge pipeline stays warning-free. Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
569 lines
22 KiB
Python
569 lines
22 KiB
Python
"""
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文档服务 - 上传、解析、分块、存储
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支持多种文档格式 + LlamaIndex 智能分块
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"""
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from sqlalchemy.ext.asyncio import AsyncSession
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from sqlalchemy import select
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from fastapi import UploadFile
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from app.models.document import Document, DocumentChunk
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from app.models.folder import Folder
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from app.config import settings
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from app.services.brain_service import BrainService
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import csv
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import io
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import json
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import os
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import re
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import aiofiles
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import uuid
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from dataclasses import dataclass, field
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ALLOWED_EXTENSIONS = {".pdf", ".md", ".txt", ".docx", ".doc", ".csv", ".xlsx"}
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PARSER_VERSION = "v2"
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INDEX_VERSION = "v2"
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@dataclass
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class ParsedNode:
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node_type: str
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text: str
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metadata: dict = field(default_factory=dict)
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section_path: list[str] = field(default_factory=list)
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@dataclass
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class ParsedDocument:
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summary: str
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nodes: list[ParsedNode]
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structured_markdown: str = ""
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class DocumentService:
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def __init__(self, db: AsyncSession, user_id: str = None):
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self.db = db
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self.user_id = user_id
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async def upload_document(self, user_id: str, file: UploadFile, folder_id: str | None = None) -> Document:
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ext = os.path.splitext(file.filename)[1].lower()
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if ext not in ALLOWED_EXTENSIONS:
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raise ValueError(f"不支持的文件类型: {ext}")
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os.makedirs(settings.UPLOAD_DIR, exist_ok=True)
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file_id = str(uuid.uuid4())
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file_path = os.path.join(settings.UPLOAD_DIR, f"{file_id}{ext}")
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content = await file.read()
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file_size = len(content)
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if file_size > settings.MAX_UPLOAD_SIZE:
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raise ValueError(f"文件大小超过限制: {settings.MAX_UPLOAD_SIZE // 1024 // 1024}MB")
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async with aiofiles.open(file_path, "wb") as f:
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await f.write(content)
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parsed = await self._parse_document(file_path, ext)
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parsed.structured_markdown = self._render_structured_markdown(parsed)
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doc = Document(
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user_id=user_id,
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title=file.filename.rsplit('.', 1)[0],
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filename=file.filename,
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file_type=ext[1:],
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file_size=file_size,
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file_path=file_path,
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summary=parsed.summary[:500] if len(parsed.summary) > 500 else parsed.summary,
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folder_id=folder_id,
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ingestion_status="uploaded",
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ingestion_error=None,
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parser_version=PARSER_VERSION,
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index_version=INDEX_VERSION,
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normalized_content=parsed.structured_markdown,
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normalized_format="structured_markdown",
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)
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self.db.add(doc)
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await self.db.flush()
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chunks = self._build_chunks(parsed)
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for i, chunk_data in enumerate(chunks):
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chunk = DocumentChunk(
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document_id=doc.id,
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chunk_index=i,
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content=chunk_data["content"],
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metadata_=json.dumps(chunk_data["metadata"], ensure_ascii=False),
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)
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self.db.add(chunk)
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doc.chunk_count = len(chunks)
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brain_service = BrainService(self.db)
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await brain_service.create_event(
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user_id,
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source_type="document",
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source_id=doc.id,
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event_type="document_uploaded",
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title=doc.filename,
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content_summary=doc.summary,
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raw_excerpt=(doc.normalized_content or "")[:1000] or None,
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metadata_={
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"document_id": doc.id,
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"file_type": doc.file_type,
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"ingestion_status": doc.ingestion_status,
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},
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importance_signal=1.0,
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)
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await self.db.commit()
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await self.db.refresh(doc)
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return doc
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async def rebuild_document(self, document: Document) -> Document:
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ext = os.path.splitext(document.filename)[1].lower()
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parsed = await self._parse_document(document.file_path, ext)
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parsed.structured_markdown = self._render_structured_markdown(parsed)
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chunk_result = await self.db.execute(
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select(DocumentChunk)
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.where(DocumentChunk.document_id == document.id)
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.order_by(DocumentChunk.chunk_index)
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)
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existing_chunks = list(chunk_result.scalars().all())
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for chunk in existing_chunks:
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await self.db.delete(chunk)
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await self.db.flush()
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chunks = self._build_chunks(parsed)
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for i, chunk_data in enumerate(chunks):
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self.db.add(DocumentChunk(
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document_id=document.id,
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chunk_index=i,
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content=chunk_data["content"],
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metadata_=json.dumps(chunk_data["metadata"], ensure_ascii=False),
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))
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document.summary = parsed.summary[:500] if len(parsed.summary) > 500 else parsed.summary
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document.chunk_count = len(chunks)
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document.ingestion_status = "indexing"
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document.ingestion_error = None
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document.parser_version = PARSER_VERSION
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document.index_version = INDEX_VERSION
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document.normalized_content = parsed.structured_markdown
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document.normalized_format = "structured_markdown"
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await self.db.commit()
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await self.db.refresh(document)
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return document
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async def _get_folder_path(self, folder_id: str) -> str | None:
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"""获取文件夹的完整路径"""
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folders = await self.db.execute(
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select(Folder).where(Folder.user_id == self.user_id)
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)
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folder_map = {f.id: f for f in folders.scalars().all()}
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path_parts = []
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current_id = folder_id
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while current_id:
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folder = folder_map.get(current_id)
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if not folder:
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break
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path_parts.insert(0, folder.name)
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current_id = folder.parent_id
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return "/" + "/".join(path_parts) if path_parts else None
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async def delete_document(self, user_id: str, document_id: str):
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result = await self.db.execute(
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select(Document).where(
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Document.id == document_id,
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Document.user_id == user_id,
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)
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)
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doc = result.scalar_one_or_none()
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if not doc:
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raise ValueError("文档不存在")
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if os.path.exists(doc.file_path):
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os.remove(doc.file_path)
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await self.db.delete(doc)
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await self.db.commit()
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async def _extract_text(self, file_path: str, ext: str) -> str:
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if ext in (".md", ".txt"):
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async with aiofiles.open(file_path, "r", encoding="utf-8") as f:
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return await f.read()
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if ext in (".docx", ".doc"):
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try:
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from docx import Document as DocxDocument
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doc = DocxDocument(file_path)
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parts = [p.text for p in doc.paragraphs if p.text.strip()]
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for table in doc.tables:
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for row in table.rows:
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row_values = [cell.text.strip() for cell in row.cells]
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if any(row_values):
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parts.append(" | ".join(row_values))
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return "\n".join(parts)
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except ImportError:
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return "[Word 内容需要安装 python-docx: uv pip install python-docx]"
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return "[暂不支持此格式]"
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async def _parse_document(self, file_path: str, ext: str) -> ParsedDocument:
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if ext == ".csv":
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return await self._parse_csv(file_path)
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if ext == ".xlsx":
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return await self._parse_xlsx(file_path)
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if ext == ".md":
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content = await self._extract_text(file_path, ext)
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return self._parse_markdown(content)
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if ext == ".txt":
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content = await self._extract_text(file_path, ext)
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return self._parse_text(content)
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if ext == ".docx":
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return await self._parse_docx(file_path)
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if ext == ".doc":
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content = await self._extract_text(file_path, ext)
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return self._parse_text(content)
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if ext == ".pdf":
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return await self._parse_pdf(file_path)
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content = await self._extract_text(file_path, ext)
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return self._parse_text(content)
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async def _parse_csv(self, file_path: str) -> ParsedDocument:
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async with aiofiles.open(file_path, "r", encoding="utf-8-sig") as f:
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content = await f.read()
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reader = list(csv.reader(io.StringIO(content)))
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headers = reader[0] if reader else []
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rows = reader[1:] if len(reader) > 1 else []
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nodes = [
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ParsedNode(
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node_type="table_schema",
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text=f"CSV columns: {', '.join(headers)} | rows: {len(rows)}",
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metadata={"headers": headers, "row_count": len(rows), "table_name": "csv"},
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section_path=["csv"],
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)
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]
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for start in range(0, len(rows), 50):
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batch = rows[start:start + 50]
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serialized_rows = []
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for row in batch:
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serialized = ", ".join(
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f"{header}={value}" for header, value in zip(headers, row)
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)
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serialized_rows.append(serialized)
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nodes.append(
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ParsedNode(
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node_type="table_rows",
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text="\n".join(serialized_rows),
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metadata={
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"headers": headers,
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"row_start": start + 1,
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"row_end": start + len(batch),
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"table_name": "csv",
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},
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section_path=["csv"],
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)
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)
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summary = f"CSV with columns {', '.join(headers)}" if headers else "CSV document"
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return ParsedDocument(summary=summary, nodes=nodes)
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async def _parse_xlsx(self, file_path: str) -> ParsedDocument:
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try:
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from openpyxl import load_workbook
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except ModuleNotFoundError as error:
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raise ValueError("XLSX 解析依赖缺失: openpyxl") from error
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workbook = load_workbook(file_path, data_only=True)
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nodes: list[ParsedNode] = []
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summaries: list[str] = []
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for sheet in workbook.worksheets:
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rows = list(sheet.iter_rows(values_only=True))
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if not rows:
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continue
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headers = [str(cell).strip() if cell is not None else "" for cell in rows[0]]
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data_rows = rows[1:]
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summaries.append(sheet.title)
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nodes.append(
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ParsedNode(
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node_type="table_schema",
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text=f"Sheet {sheet.title} columns: {', '.join(headers)} | rows: {len(data_rows)}",
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metadata={"headers": headers, "row_count": len(data_rows), "sheet_name": sheet.title},
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section_path=[sheet.title],
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)
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)
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for start in range(0, len(data_rows), 50):
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batch = data_rows[start:start + 50]
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serialized_rows = []
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for row in batch:
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normalized = ["" if value is None else str(value) for value in row]
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serialized_rows.append(", ".join(f"{header}={value}" for header, value in zip(headers, normalized)))
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nodes.append(
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ParsedNode(
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node_type="table_rows",
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text="\n".join(serialized_rows),
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metadata={
|
|
"headers": headers,
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"row_start": start + 1,
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"row_end": start + len(batch),
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"sheet_name": sheet.title,
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},
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section_path=[sheet.title],
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)
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)
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summary = f"Workbook sheets: {', '.join(summaries)}" if summaries else "Workbook"
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return ParsedDocument(summary=summary, nodes=nodes)
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async def _parse_docx(self, file_path: str) -> ParsedDocument:
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try:
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from docx import Document as DocxDocument
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except ModuleNotFoundError as error:
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raise ValueError("DOCX 解析依赖缺失: python-docx") from error
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doc = DocxDocument(file_path)
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nodes: list[ParsedNode] = []
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section_path: list[str] = []
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summary_parts: list[str] = []
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for paragraph in doc.paragraphs:
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text = paragraph.text.strip()
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if not text:
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continue
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style_name = getattr(paragraph.style, "name", "") or ""
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if style_name.startswith("Heading"):
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level_match = re.search(r"(\d+)", style_name)
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level = int(level_match.group(1)) if level_match else 1
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section_path = section_path[: level - 1] + [text]
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nodes.append(ParsedNode("heading", text, {"level": level}, list(section_path)))
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else:
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if not section_path:
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section_path = [doc.core_properties.title or "Document"]
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summary_parts.append(text)
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nodes.append(ParsedNode("paragraph", text, {}, list(section_path)))
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for table in doc.tables:
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rows = [[cell.text.strip() for cell in row.cells] for row in table.rows]
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if not rows:
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continue
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headers = rows[0]
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nodes.append(
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ParsedNode(
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"table_schema",
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f"DOCX table columns: {', '.join(headers)} | rows: {max(len(rows) - 1, 0)}",
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|
{"headers": headers, "row_count": max(len(rows) - 1, 0), "table_name": "docx_table"},
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list(section_path),
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)
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)
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for start in range(1, len(rows), 50):
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batch = rows[start:start + 50]
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serialized_rows = [", ".join(f"{header}={value}" for header, value in zip(headers, row)) for row in batch]
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nodes.append(
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ParsedNode(
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"table_rows",
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"\n".join(serialized_rows),
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{
|
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"headers": headers,
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|
"row_start": start,
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"row_end": start + len(batch) - 1,
|
|
"table_name": "docx_table",
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|
},
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|
list(section_path),
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)
|
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)
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summary = " ".join(summary_parts[:3]) if summary_parts else doc.core_properties.title or "Document"
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return ParsedDocument(summary=summary, nodes=nodes)
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|
|
|
async def _parse_pdf_with_mineru(self, file_path: str) -> str:
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|
try:
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|
import mineru
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|
except ModuleNotFoundError as error:
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raise ValueError("PDF 解析依赖缺失: mineru") from error
|
|
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|
if hasattr(mineru, "to_markdown"):
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return mineru.to_markdown(file_path)
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if hasattr(mineru, "parse_to_markdown"):
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return mineru.parse_to_markdown(file_path)
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raise ValueError("PDF 解析失败: MinerU 不支持当前接口")
|
|
|
|
async def _parse_pdf(self, file_path: str) -> ParsedDocument:
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markdown = await self._parse_pdf_with_mineru(file_path)
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return self._parse_markdown(markdown)
|
|
|
|
def _parse_markdown(self, content: str) -> ParsedDocument:
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|
nodes: list[ParsedNode] = []
|
|
section_path: list[str] = []
|
|
summary_parts: list[str] = []
|
|
buffer: list[str] = []
|
|
|
|
def flush_buffer():
|
|
if not buffer:
|
|
return
|
|
text = "\n".join(buffer).strip()
|
|
buffer.clear()
|
|
if not text:
|
|
return
|
|
nodes.append(ParsedNode("paragraph", text, {}, list(section_path)))
|
|
summary_parts.append(text)
|
|
|
|
for line in content.splitlines():
|
|
heading_match = re.match(r"^(#{1,6})\s+(.+)$", line.strip())
|
|
if heading_match:
|
|
flush_buffer()
|
|
level = len(heading_match.group(1))
|
|
title = heading_match.group(2).strip()
|
|
section_path = section_path[: level - 1] + [title]
|
|
nodes.append(ParsedNode("heading", title, {"level": level}, list(section_path)))
|
|
continue
|
|
if line.strip():
|
|
buffer.append(line.strip())
|
|
else:
|
|
flush_buffer()
|
|
flush_buffer()
|
|
summary = " ".join(summary_parts[:3]) if summary_parts else content[:200]
|
|
return ParsedDocument(summary=summary, nodes=nodes)
|
|
|
|
def _parse_text(self, content: str) -> ParsedDocument:
|
|
paragraphs = [part.strip() for part in content.split("\n\n") if part.strip()]
|
|
nodes = [ParsedNode("text", paragraph, {}, []) for paragraph in paragraphs]
|
|
summary = " ".join(paragraphs[:3]) if paragraphs else content[:200]
|
|
return ParsedDocument(summary=summary, nodes=nodes)
|
|
|
|
def _build_chunks(self, parsed: ParsedDocument) -> list[dict]:
|
|
chunks: list[dict] = []
|
|
for source_order, node in enumerate(parsed.nodes):
|
|
section_path = node.section_path or []
|
|
metadata = {
|
|
"content_type": node.node_type,
|
|
"section_path": section_path,
|
|
"section_title": section_path[-1] if section_path else None,
|
|
"chunk_level": len(section_path),
|
|
"parent_key": "/".join(section_path[:-1]) or None,
|
|
"block_key": "/".join(section_path) or None,
|
|
"parser_version": PARSER_VERSION,
|
|
"index_version": INDEX_VERSION,
|
|
"source_order": source_order,
|
|
**node.metadata,
|
|
}
|
|
chunks.append({"content": node.text, "metadata": metadata})
|
|
if not chunks:
|
|
chunks.append({
|
|
"content": parsed.summary,
|
|
"metadata": {
|
|
"content_type": "text",
|
|
"section_path": [],
|
|
"section_title": None,
|
|
"chunk_level": 0,
|
|
"parent_key": None,
|
|
"block_key": None,
|
|
"parser_version": PARSER_VERSION,
|
|
"index_version": INDEX_VERSION,
|
|
"source_order": 0,
|
|
},
|
|
})
|
|
return chunks
|
|
|
|
def _render_structured_markdown(self, parsed: ParsedDocument) -> str:
|
|
blocks: list[str] = []
|
|
for node in parsed.nodes:
|
|
if node.node_type == "heading":
|
|
level = max(1, min(int(node.metadata.get("level", 1)), 6))
|
|
blocks.append(f"{'#' * level} {node.text}")
|
|
continue
|
|
if node.node_type == "table_schema":
|
|
headers = node.metadata.get("headers") or []
|
|
if headers:
|
|
header_row = "| " + " | ".join(headers) + " |"
|
|
divider_row = "| " + " | ".join(["---"] * len(headers)) + " |"
|
|
blocks.append("\n".join([header_row, divider_row]))
|
|
else:
|
|
blocks.append(node.text)
|
|
continue
|
|
if node.node_type == "table_rows":
|
|
headers = node.metadata.get("headers") or []
|
|
if headers:
|
|
rows = []
|
|
for line in node.text.splitlines():
|
|
values_by_header = {}
|
|
for part in line.split(", "):
|
|
if "=" not in part:
|
|
continue
|
|
key, value = part.split("=", 1)
|
|
values_by_header[key] = value
|
|
rows.append("| " + " | ".join(values_by_header.get(header, "") for header in headers) + " |")
|
|
if rows:
|
|
blocks.append("\n".join(rows))
|
|
continue
|
|
blocks.append(node.text)
|
|
continue
|
|
blocks.append(node.text)
|
|
return "\n\n".join(block for block in blocks if block).strip() or parsed.summary
|
|
|
|
async def get_document_chunks(self, document_id: str) -> list[DocumentChunk]:
|
|
result = await self.db.execute(
|
|
select(DocumentChunk)
|
|
.where(DocumentChunk.document_id == document_id)
|
|
.order_by(DocumentChunk.chunk_index)
|
|
)
|
|
return list(result.scalars().all())
|
|
|
|
async def update_document_chunk(self, user_id: str, document_id: str, chunk_id: str, content: str) -> DocumentChunk:
|
|
document_result = await self.db.execute(
|
|
select(Document).where(
|
|
Document.id == document_id,
|
|
Document.user_id == user_id,
|
|
)
|
|
)
|
|
document = document_result.scalar_one_or_none()
|
|
if not document:
|
|
raise ValueError("文档不存在")
|
|
|
|
chunk_result = await self.db.execute(
|
|
select(DocumentChunk).where(
|
|
DocumentChunk.id == chunk_id,
|
|
DocumentChunk.document_id == document_id,
|
|
)
|
|
)
|
|
chunk = chunk_result.scalar_one_or_none()
|
|
if not chunk:
|
|
raise ValueError("切片不存在")
|
|
|
|
chunk.content = content
|
|
document.ingestion_status = "indexing"
|
|
document.ingestion_error = None
|
|
await self.db.commit()
|
|
await self.db.refresh(chunk)
|
|
return chunk
|
|
|
|
async def get_document_content(self, user_id: str, document_id: str) -> str | None:
|
|
"""获取文档的文本内容"""
|
|
import os
|
|
|
|
result = await self.db.execute(
|
|
select(Document).where(
|
|
Document.id == document_id,
|
|
Document.user_id == user_id,
|
|
)
|
|
)
|
|
doc = result.scalar_one_or_none()
|
|
if not doc:
|
|
return None
|
|
|
|
if doc.normalized_content:
|
|
return doc.normalized_content
|
|
|
|
file_path = doc.file_path
|
|
if not os.path.exists(file_path):
|
|
return None
|
|
|
|
# 根据文件类型读取内容
|
|
ext = doc.filename.split('.')[-1].lower()
|
|
|
|
try:
|
|
if ext == 'txt':
|
|
with open(file_path, 'r', encoding='utf-8') as f:
|
|
return f.read()
|
|
elif ext == 'md':
|
|
with open(file_path, 'r', encoding='utf-8') as f:
|
|
return f.read()
|
|
else:
|
|
return f"[文档] {doc.filename}"
|
|
except Exception:
|
|
return f"[文档] {doc.filename}"
|