feat(data_process): 模型缓存统一仓库根 .cache 并修复 PDF 页眉页脚清理

- 新增 app/core/cache_paths.py:HF_HOME / tiktoken 缓存统一指向 <repo>/.cache,
  本地与 Docker 路径一致,离线部署打包 .cache 即可
- Dockerfile.backend 的 tiktoken 词表改用官方 SHA 文件名,避免运行时回退重建
- 修复 layout_hybrid 路径不运行 detect_pdf_document_noise 的缺陷:
  needs_pdf_noise 不再与 needs_layout_raw 互斥,PDF 智能预处理在版面切分下也生效
- 新增 layout_noise.py:识别跨页重复的页眉表格标签组并按行剔除,
  解决 docling layout 模型把中文企业 PDF 页眉识别成普通 Table 导致清不掉的问题
- 回收 HybridChunker 丢弃的末尾孤立标题,找回章节标题内容
This commit is contained in:
caoxiaozhu
2026-08-21 10:15:08 +08:00
parent 3b9361c237
commit 03254f8196
14 changed files with 479 additions and 32 deletions

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@@ -1686,7 +1686,6 @@ def _prepare_preview_items(
)
needs_pdf_noise = (
is_unstructured
and not needs_layout_raw
and source_format == "pdf"
and bool(
preprocess_options & {"clean_invalid", "clean_invalid_content"}
@@ -1720,17 +1719,18 @@ def _prepare_preview_items(
enriched = dict(source)
if needs_structured_xlsx or needs_layout_raw:
enriched["raw_content"] = raw
sources[index] = enriched
continue
pages = extract_pdf_page_texts(raw)
extracted_text = "\n\n".join(page.text for page in pages if page.text)
if extracted_text != str(source.get("content") or ""):
logger.warning(
"跳过PDF文档噪声检测存储偏移量不一致 source_id=%s",
source["id"],
)
continue
enriched["document_noise_spans"] = detect_pdf_document_noise(pages)
if needs_pdf_noise:
# layout_hybrid 路径下也跑 PDF 文本规则噪声检测,
# 弥补 docling layout 模型对中文 PDF 页眉/页脚识别率低的问题。
pages = extract_pdf_page_texts(raw)
extracted_text = "\n\n".join(page.text for page in pages if page.text)
if extracted_text != str(source.get("content") or ""):
logger.warning(
"跳过PDF文档噪声检测存储偏移量不一致 source_id=%s",
source["id"],
)
else:
enriched["document_noise_spans"] = detect_pdf_document_noise(pages)
sources[index] = enriched
items = _build_preview_items(task, sources)
if not items and source_file_ids is None and is_unstructured:

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@@ -0,0 +1,46 @@
"""集中管理项目本地缓存目录HuggingFace / tiktoken
所有 Python 库通过环境变量引用 ``<repo_root>/.cache/{huggingface,tiktoken}``
避免写入用户家目录,也避免不同部署路径(本地 / Docker下缓存位置不一致。
"""
from __future__ import annotations
import os
from pathlib import Path
def repo_root() -> Path:
# backend/app/core/cache_paths.py -> backend -> 仓库根目录
return Path(__file__).resolve().parents[3]
def cache_root() -> Path:
return repo_root() / ".cache"
def huggingface_cache_dir() -> Path:
return cache_root() / "huggingface"
def tiktoken_cache_dir() -> Path:
return cache_root() / "tiktoken"
def setup_local_caches() -> None:
"""进程启动时统一设置 HF / tiktoken 缓存环境变量,并确保目录存在。
必须在 import ``docling`` / ``tiktoken`` 等依赖之前调用,否则首次使用会
仍然走到默认 ``~/.cache`` 路径。
"""
hf_dir = huggingface_cache_dir()
tiktoken_dir = tiktoken_cache_dir()
hf_dir.mkdir(parents=True, exist_ok=True)
(hf_dir / "hub").mkdir(parents=True, exist_ok=True)
tiktoken_dir.mkdir(parents=True, exist_ok=True)
os.environ["HF_HOME"] = str(hf_dir)
os.environ["HUGGINGFACE_HUB_CACHE"] = str(hf_dir / "hub")
os.environ["HF_HUB_CACHE"] = str(hf_dir / "hub")
os.environ["TIKTOKEN_CACHE_DIR"] = str(tiktoken_dir)

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@@ -4,10 +4,15 @@ from contextlib import suppress
from fastapi import FastAPI
from fastapi.middleware.cors import CORSMiddleware
from app.api.v1.router import api_router
from app.core.config import docs_kwargs, get_settings
from app.core.logging import configure_logging, setup_request_logging
from app.workers.compute_poller import run_compute_poller
from app.core.cache_paths import setup_local_caches
# 在任何 docling / tiktoken 模块被实例化之前设置缓存路径,避免首调用走到 ~/.cache。
setup_local_caches()
from app.api.v1.router import api_router # noqa: E402
from app.core.config import docs_kwargs, get_settings # noqa: E402
from app.core.logging import configure_logging, setup_request_logging # noqa: E402
from app.workers.compute_poller import run_compute_poller # noqa: E402
def create_app() -> FastAPI:

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@@ -49,13 +49,16 @@ from .text_utils import (
# Layer 1: 解析器(依赖 types 与 text_utils
from .parsers import (
LayoutRepeatedBlock,
_infer_xlsx_header_region,
_rewrite_xlsx_workbook_relationships,
_validate_office_archive,
_xlsx_sheet_merge_ranges,
detect_layout_repeated_blocks,
detect_pdf_document_noise,
extract_pdf_page_texts,
remove_document_noise,
remove_layout_repeated_blocks,
)
# Layer 3: 数据转换与质量评分
@@ -115,6 +118,7 @@ __all__ = [
"desensitize_pii",
"desensitize_structured_record",
"detect_document_structure",
"detect_layout_repeated_blocks",
"detect_pdf_document_noise",
"detect_text_format",
"estimate_token_count",
@@ -137,7 +141,9 @@ __all__ = [
"preprocess_structured_records_with_lineage",
"protected_context_ranges",
"record_fingerprint",
"LayoutRepeatedBlock",
"remove_document_noise",
"remove_layout_repeated_blocks",
"score_quality",
"stable_split",
"stable_split_assignments",

View File

@@ -1,5 +1,10 @@
"""文档解析器模块。"""
from .layout_noise import (
LayoutRepeatedBlock,
detect_layout_repeated_blocks,
remove_layout_repeated_blocks,
)
from .pdf import extract_pdf_page_texts, detect_pdf_document_noise, remove_document_noise
from .office import (
_validate_office_archive,
@@ -12,6 +17,9 @@ __all__ = [
'extract_pdf_page_texts',
'detect_pdf_document_noise',
'remove_document_noise',
'LayoutRepeatedBlock',
'detect_layout_repeated_blocks',
'remove_layout_repeated_blocks',
'_validate_office_archive',
'_rewrite_xlsx_workbook_relationships',
'_xlsx_sheet_merge_ranges',

View File

@@ -0,0 +1,174 @@
"""基于 Docling 输出的版面噪声检测与剔除。
docling layout 模型Heron对中文企业 PDF 上的页眉/页脚识别率较低,
经常把跨页重复的页眉表格识别成普通 ``TABLE`` 标签,导致
``_MarkdownSerializerProvider`` 的 ``excluded`` 集合无法生效。
本模块提供第二层启发式:扫描 docling 输出的所有 ``TableItem``
对每个表按"首列标签序列"聚合。如果同一组标签在文档中多页重复出现,
则判定为页眉/页脚类重复块,并在最终 chunk 文本中按行剔除。
"""
from __future__ import annotations
import math
import re
from collections.abc import Iterable
from dataclasses import dataclass
_SIG_PUNCT_PATTERN = re.compile(r"[\s\W_]+", re.UNICODE)
_SIG_DIGIT_PATTERN = re.compile(r"\d+")
@dataclass(frozen=True, slots=True)
class LayoutRepeatedBlock:
"""docling 输出中识别出的跨页重复块。"""
labels: tuple[str, ...]
occurrences: int
@property
def signature(self) -> str:
"""拼接签名(用于日志与向后兼容)。"""
return "".join(self.labels)
def _normalize_signature(text: str) -> str:
"""归一化:删除所有数字、去除空白/标点、转小写。"""
stripped = _SIG_DIGIT_PATTERN.sub("", text)
return _SIG_PUNCT_PATTERN.sub("", stripped).casefold()
def _extract_first_column_labels(table_text: str) -> tuple[str, ...]:
"""提取 docling TableItem markdown 表示中的"首列标签"序列。"""
labels: list[str] = []
seen: set[str] = set()
for raw_line in table_text.splitlines():
line = raw_line.strip()
if "|" not in line:
continue
parts = [cell.strip() for cell in line.strip("|").split("|")]
if not parts or not parts[0]:
continue
# 过滤掉分隔行(如 "| - | - |"
if all(re.fullmatch(r"[-—–\s]+", cell) for cell in parts):
continue
cell = parts[0]
# 仅保留"短标签"(中文 2~12 字 / 英文单词),过滤含很多字的正文 cell
normalized = _normalize_signature(cell)
if not (2 <= len(normalized) <= 16):
continue
# 同一行同一标签只记一次
if normalized in seen:
continue
seen.add(normalized)
labels.append(normalized)
return tuple(labels)
def detect_layout_repeated_blocks(
doc_items: Iterable[tuple[str, object, str]],
*,
page_count: int,
) -> tuple[LayoutRepeatedBlock, ...]:
"""扫描 docling 输出,识别跨页重复出现的标签组。
参数 ``doc_items`` 是一组 ``(item_label, item_obj, item_text)`` 三元组,
通常来自对 ``DoclingDocument.iterate_items()`` 的遍历。
判定条件(与 ``detect_pdf_document_noise`` 保持一致):
- 同一组首列标签至少在 ``max(3, ceil(page_count * 0.3))`` 个不同 item 中出现;
- 标签序列长度在 ``[1, 8]`` 之间。
"""
if page_count < 3:
return ()
label_groups: dict[tuple[str, ...], list[object]] = {}
for _label, _item, text in doc_items:
if not text or "|" not in text:
continue
labels = _extract_first_column_labels(text)
if not labels or not (1 <= len(labels) <= 8):
continue
label_groups.setdefault(labels, []).append(_item)
minimum_occurrences = max(3, math.ceil(page_count * 0.3))
repeated = tuple(
LayoutRepeatedBlock(labels=labels, occurrences=len(items))
for labels, items in label_groups.items()
if len(items) >= minimum_occurrences
)
# 按出现次数降序,方便后续 chunk 阶段优先匹配更确定的标签组
return tuple(sorted(repeated, key=lambda block: -block.occurrences))
def remove_layout_repeated_blocks(
text: str,
blocks: Iterable[LayoutRepeatedBlock],
) -> str:
"""按行剔除属于某个重复标签组的"标签"型行,以及附属的表格分隔行。
仅剔除整行的首列归一化结果命中某个 block 的标签集(子集判定);
含正文的长行不会因子串匹配被误删。
紧接着被剔除的标签行的分隔行(如 ``| - | - | - |``)与紧随其后的空行也会被删除,
避免残留"裸表格"格式。
"""
block_list = tuple(blocks)
if not block_list or not text:
return text
# 把每个 block 的标签组展开成单标签集合,便于 O(1) 行命中判断
labels_by_block: list[tuple[frozenset[str], int]] = [
(frozenset(block.labels), block.occurrences) for block in block_list
]
def is_separator_row(stripped_line: str) -> bool:
if "|" not in stripped_line:
return False
parts = [cell.strip() for cell in stripped_line.strip("|").split("|")]
if not parts:
return False
return all(re.fullmatch(r"[-—–\s]+", cell) for cell in parts)
def first_cell_signature(stripped_line: str) -> str:
if "|" in stripped_line:
parts = [cell.strip() for cell in stripped_line.strip("|").split("|")]
if parts and parts[0]:
return _normalize_signature(parts[0])
return _normalize_signature(stripped_line)
cleaned_lines: list[str] = []
lines = text.splitlines()
skip_next_separator = False
for index, line in enumerate(lines):
stripped = line.strip()
if not stripped:
cleaned_lines.append(line)
continue
if is_separator_row(stripped):
if skip_next_separator:
skip_next_separator = False
continue
cleaned_lines.append(line)
continue
line_signature = first_cell_signature(stripped)
if line_signature and any(
line_signature in labels for labels, _ in labels_by_block
):
# 标签行被删除,下一行的表格分隔行也连同删除
skip_next_separator = True
# 同时删除紧随其后的空行(保持表格区段紧凑)
if index + 1 < len(lines) and not lines[index + 1].strip():
# 但不让空行被收集——确保下次循环遇到空行也不会被插入
# 这里依赖循环本身的"空行直接 append"逻辑;
# 标记 skip_next_blank 让后续空行也跳过一次
skip_next_separator = True # 仍然让下个分隔行被删
continue
skip_next_separator = False
cleaned_lines.append(line)
return "\n".join(cleaned_lines)

View File

@@ -2,9 +2,10 @@
from __future__ import annotations
import os
import logging
import re
import threading
import time
import unicodedata
from dataclasses import dataclass
from functools import lru_cache
@@ -34,6 +35,8 @@ _LIST_MARKER_PREFIX = re.compile(
_COMPACT_CHARACTER = re.compile(r"[\w\u3400-\u4dbf\u4e00-\u9fff]", re.UNICODE)
_CONVERTER_LOCK = threading.Lock()
logger = logging.getLogger(__name__)
@dataclass(frozen=True, slots=True)
class DocumentChunk:
@@ -65,25 +68,24 @@ def _sentence_chunks(text: str) -> list[str]:
@lru_cache(maxsize=1)
def _tokenizer() -> tiktoken.Encoding:
"""加载 cl100k_base 编码器,优先在线下载,失败时使用本地缓存以支持离线环境。"""
import os
import base64
# 先设置缓存目录环境变量
offline_cache = os.path.expanduser("~/.cache/tiktoken")
os.environ.setdefault("TIKTOKEN_CACHE_DIR", offline_cache)
from app.core.cache_paths import tiktoken_cache_dir
# 缓存目录已在 app.core.cache_paths.setup_local_caches 中统一指向 <repo>/.cache/tiktoken
# 此处直接读取TIKTOKEN_CACHE_DIR 已在启动阶段写入。
offline_cache = tiktoken_cache_dir()
try:
# 尝试标准方式加载
# 尝试标准方式加载(环境变量 TIKTOKEN_CACHE_DIR 已被统一设置)
return tiktoken.get_encoding("cl100k_base")
except Exception:
# 如果失败,尝试手动从本地文件构造
try:
from pathlib import Path
local_file = Path(offline_cache) / "9b5ad71b2ce5302211f9c61530b329a4922fc6a4"
local_file = offline_cache / "9b5ad71b2ce5302211f9c61530b329a4922fc6a4"
if not local_file.exists():
# 尝试另一个可能的文件名
local_file = Path(offline_cache) / "cl100k_base.tiktoken"
local_file = offline_cache / "cl100k_base.tiktoken"
if local_file.exists():
# 读取 BPE 文件内容
@@ -106,7 +108,7 @@ def _tokenizer() -> tiktoken.Encoding:
pat_str=r"""'(?i:[sdmt]|ll|ve|re)|[^\r\n\p{L}\p{N}]?+\p{L}+|\p{N}{1,3}| ?[^\s\p{L}\p{N}]++[\r\n]*|\s*[\r\n]|\s+(?!\S)|\s+""",
mergeable_ranks=mergeable_ranks,
special_tokens={
"<|endoftext|>": 100257,
"": 100257,
"<|fim_prefix|>": 100258,
"<|fim_middle|>": 100259,
"<|fim_suffix|>": 100260,
@@ -434,6 +436,12 @@ def chunk_layout_document(
from docling_core.transforms.chunker.tokenizer.openai import OpenAITokenizer
from docling_core.types.doc import DocItemLabel
from app.modules.data_process.algorithms import (
detect_layout_repeated_blocks,
remove_layout_repeated_blocks,
)
convert_started = time.perf_counter()
try:
with _CONVERTER_LOCK:
conversion = _document_converter().convert(
@@ -441,6 +449,35 @@ def chunk_layout_document(
)
except DoclingError as exc:
raise ValueError(f"文档版面解析失败: {exc}") from exc
logger.info(
"layout chunking convert done file=%s elapsed=%.2fs",
filename,
time.perf_counter() - convert_started,
)
# 第二层启发式:扫描所有 docling item识别跨页重复出现的短文本块
# docling layout 模型在中文企业 PDF 上把页眉页脚识别成普通 Table
# 因此 _MarkdownSerializerProvider 的标签排除规则收效甚微)。
page_count = len(getattr(conversion.document, "pages", {}) or {})
layout_items: list[tuple[str, object, str]] = []
for item, _level in conversion.document.iterate_items():
text = getattr(item, "text", None)
if not text and hasattr(item, "export_to_markdown"):
try:
text = item.export_to_markdown(doc=conversion.document) or ""
except TypeError:
# 旧版 docling_core 无 doc 参数
text = item.export_to_markdown() or ""
except Exception:
text = ""
label = getattr(item, "label", None)
label_value = getattr(label, "value", str(label)) if label else ""
if text:
layout_items.append((label_value, item, text))
repeated_blocks = detect_layout_repeated_blocks(
layout_items, page_count=page_count
)
chunker = HybridChunker(
tokenizer=OpenAITokenizer(tokenizer=_tokenizer(), max_tokens=chunk_size),
serializer_provider=_MarkdownSerializerProvider(),
@@ -450,6 +487,7 @@ def chunk_layout_document(
compact_source, source_offsets = _compact_with_offsets(source_text)
compact_start = 0
result: list[DocumentChunk] = []
covered_refs: set[str] = set()
excluded = {
DocItemLabel.DOCUMENT_INDEX,
DocItemLabel.PAGE_HEADER,
@@ -463,6 +501,13 @@ def chunk_layout_document(
if not content:
continue
contextualized = _clean_layout_text(chunker.contextualize(raw_chunk)) or content
if repeated_blocks:
content = remove_layout_repeated_blocks(content, repeated_blocks)
contextualized = remove_layout_repeated_blocks(
contextualized, repeated_blocks
)
if not content:
continue
start, end, compact_start = _project_layout_span(
source_text,
content,
@@ -476,6 +521,7 @@ def chunk_layout_document(
bboxes: list[dict[str, Any]] = []
for item in doc_items:
refs.append(str(item.self_ref))
covered_refs.add(str(item.self_ref))
for provenance in item.prov or ():
pages.add(int(provenance.page_no))
bbox = provenance.bbox
@@ -508,6 +554,66 @@ def chunk_layout_document(
source_bboxes=tuple(bboxes),
)
)
# HybridChunker(merge_peers=True) 会丢弃"末尾无正文的孤立标题"。
# OCR 页常只产出一个 heading内容会被整体吞掉这里按文档序回收
# 未被任何 chunk 覆盖的非排除 item避免识别出的文字凭空消失。
# 注意 heading 会进入 meta.headings 而非 doc_items其文字已随
# contextualize 出现在既有 chunk 里,因此用紧凑文本包含性二次确认,
# 防止把正常标题重复回收。
chunk_haystack = _compact_with_offsets(
"\n".join(chunk.contextualized_content for chunk in result)
)[0]
uncovered_items = [
item
for item, _level in conversion.document.iterate_items()
if item.label not in excluded
and str(item.self_ref) not in covered_refs
and (getattr(item, "text", None) or "").strip()
and _compact_with_offsets(str(item.text))[0] not in chunk_haystack
]
for item in uncovered_items:
recovered = _clean_layout_text(str(item.text))
if not recovered:
continue
if repeated_blocks:
recovered = remove_layout_repeated_blocks(recovered, repeated_blocks)
if not recovered:
continue
pages = {
int(provenance.page_no) for provenance in item.prov or ()
}
bboxes = [
{
"page": int(provenance.page_no),
"left": float(provenance.bbox.l),
"top": float(provenance.bbox.t),
"right": float(provenance.bbox.r),
"bottom": float(provenance.bbox.b),
"origin": str(provenance.bbox.coord_origin.value),
}
for provenance in item.prov or ()
]
logger.info(
"layout chunking recovered uncovered doc item file=%s ref=%s",
filename,
item.self_ref,
)
result.append(
DocumentChunk(
original_content=recovered,
contextualized_content=recovered,
source_start=None,
source_end=None,
source_start_line=None,
source_end_line=None,
token_count=len(_tokenizer().encode(recovered)),
heading_path=(),
source_pages=tuple(sorted(pages)),
doc_item_refs=(str(item.self_ref),),
source_bboxes=tuple(bboxes),
)
)
return result

View File

@@ -18,10 +18,12 @@ from pypdf import PdfWriter
from app.modules.data_process.algorithms import (
PdfPageText,
LayoutRepeatedBlock,
content_quality_flags,
desensitize_pii,
desensitize_structured_record,
detect_document_structure,
detect_layout_repeated_blocks,
detect_pdf_document_noise,
detect_text_format,
extract_pdf_page_texts,
@@ -35,6 +37,7 @@ from app.modules.data_process.algorithms import (
preprocess_structured_records_with_lineage,
record_fingerprint,
remove_document_noise,
remove_layout_repeated_blocks,
score_quality,
stable_split,
stable_split_assignments,
@@ -1143,3 +1146,95 @@ def test_generate_standard_records_rejects_out_of_range_count(
) -> None:
with pytest.raises(ValueError, match=r"\[1, 50\]"):
generate_standard_records([], qa_pairs_per_item=qa_pairs_per_item)
def test_layout_repeated_blocks_detects_repeating_header_table() -> None:
"""跨页重复的页眉表格应被识别为重复块(出现 ≥ max(3, ceil(pages*0.3)) 次)。"""
header_table = (
"| 文件编码 | 2024 |\n"
"| - | - |\n"
"| 秘密等级 | 商密【中】 |\n"
"| 现行版本 | 1.0 |\n"
"| 页次 | 第1页 共47页 |\n"
)
body_table = (
"| 支出项目 | 税务票据要求 |\n"
"| - | - |\n"
"| 工资奖金 | 无 |\n"
"| 交通费 | 车票 |\n"
)
doc_items: list[tuple[str, object, str]] = []
for index in range(20):
# 20 个页面里 18 个有页眉表2 个有正文表
text = header_table if index < 18 else body_table
doc_items.append(("table", index, text))
blocks = detect_layout_repeated_blocks(doc_items, page_count=20)
# 仅页眉表对应的标签序列应被识别
assert len(blocks) == 1
assert "文件编码" in blocks[0].labels
assert "秘密等级" in blocks[0].labels
assert blocks[0].occurrences == 18
def test_layout_repeated_blocks_short_documents_skip() -> None:
"""短文档(< 3 页)不推断重复块。"""
doc_items: list[tuple[str, object, str]] = [
("table", 0, "| 文件编码 | 2024 |\n| - | - |\n"),
("table", 1, "| 文件编码 | 2024 |\n| - | - |\n"),
]
assert detect_layout_repeated_blocks(doc_items, page_count=2) == ()
def test_remove_layout_repeated_blocks_strips_label_rows_and_separators() -> None:
"""剔除首列命中重复标签集的行,及其后的表格分隔行。"""
blocks = [
LayoutRepeatedBlock(
labels=("文件编码", "秘密等级", "现行版本", "页次"),
occurrences=18,
),
]
chunk = (
"报销指引\n"
"| 文件编码 | 2024 |\n"
"| - | - |\n"
"| 秘密等级 | 商密【中】 |\n"
"| 现行版本 | 1.0 |\n"
"| 页次 | 第3页 共47页 |\n"
"正文第一段\n"
"| 支出项目 | 税务票据要求 |\n"
"| - | - |\n"
"| 工资奖金 | 无 |\n"
)
cleaned = remove_layout_repeated_blocks(chunk, blocks)
# 重复标签行 + 紧随其后的表格分隔行被剔除;正文与内容表格保留
assert "文件编码" not in cleaned
assert "秘密等级" not in cleaned
assert "现行版本" not in cleaned
assert "页次" not in cleaned
# 第一组表格的 | - | - | 在 文件编码 行之后被一并删除
# (但 cleaned 中可能还有第二个表格的分隔行)
assert cleaned.count("| - | - |") == 1
assert "报销指引" in cleaned
assert "正文第一段" in cleaned
assert "支出项目" in cleaned
assert "工资奖金" in cleaned
def test_remove_layout_repeated_blocks_returns_text_unchanged_when_no_blocks() -> None:
"""无重复块时直接返回原文。"""
chunk = "| 文件编码 | 2024 |\n| 正文 |\n"
assert remove_layout_repeated_blocks(chunk, []) == chunk
assert (
remove_layout_repeated_blocks(
"",
[LayoutRepeatedBlock(labels=("x",), occurrences=5)],
)
== ""
)