92444e7eae
- 新增 25+ 条风险规则（预算/报销/申请/通用类），完善风险规则模拟与反馈发布机制 - 引入费用审批动态路由、平台风险分级、预审与风险阶段管理 - 预算中心列表化改造，优化票据夹仪表盘与数字员工工作看板 - 新增 Hermes 风险线索收集器、Agent 链路追踪中心 - 扩展数字员工能力库（18 个领域 Skill）与交通费用自动预估 - 完善报销申请快速预览、权限控制与前端测试覆盖
228 lines
8.8 KiB
Python
228 lines
8.8 KiB
Python
from __future__ import annotations
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from datetime import UTC, datetime, timedelta
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from decimal import Decimal, InvalidOperation
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from typing import Any
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from sqlalchemy import or_, select
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from app.models.financial_record import ExpenseClaim
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from app.services.budget import BudgetService
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from app.services.expense_claim_constants import AI_REVIEW_LOOKBACK_DAYS
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from app.services.expense_claim_risk_stage import (
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risk_business_stage_for_claim,
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risk_flag_business_stage,
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with_risk_business_stage,
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)
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class ExpenseClaimApprovalRoutingMixin:
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_BUDGET_REVIEW_RATINGS = {"block"}
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_BUDGET_REVIEW_RISK_LEVELS = {"high", "critical"}
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_ROUTE_RISK_SEVERITIES = {"medium", "high", "critical", "danger"}
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_ROUTE_RISK_SOURCES = {
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"attachment_analysis",
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"budget",
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"budget_control",
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"manual_return",
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"platform_risk",
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"platform_risk_rule",
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"policy_review",
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"risk_rule",
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"scene_policy",
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"submission_review",
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"travel_policy",
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}
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_ROUTE_IGNORED_SOURCES = {
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"application_detail",
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"application_handoff",
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"approval_routing",
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"budget_approval",
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"finance_approval",
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"manual_approval",
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"payment",
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}
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_ROUTE_RISK_EVENT_TYPES = {
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"budget_frozen",
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"budget_insufficient",
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"budget_missing",
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"platform_risk_rule_hit",
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"risk_rule_hit",
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}
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_BUDGET_ROUTE_EVENT_TYPES = {
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"budget_frozen",
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"budget_insufficient",
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"budget_missing",
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}
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def _build_approval_route_decision(
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self,
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claim: ExpenseClaim,
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*,
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is_application_claim: bool,
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) -> dict[str, Any]:
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business_stage = risk_business_stage_for_claim(is_application_claim=is_application_claim)
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budget_result = BudgetService(self.db).analyze_claim_budget(claim)
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budget_reasons = self._collect_budget_route_reasons(budget_result)
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current_risk_reasons = self._collect_current_route_risk_reasons(
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claim.risk_flags_json,
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business_stage=business_stage,
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)
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historical_risk_count = self._count_recent_substantive_risky_claims(claim)
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historical_risk_reasons = (
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[f"申请人近 {AI_REVIEW_LOOKBACK_DAYS} 天存在 {historical_risk_count} 笔实质风险记录"]
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if historical_risk_count > 0
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else []
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)
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reasons = self._dedupe_reasons(
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[*budget_reasons, *current_risk_reasons, *historical_risk_reasons]
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)
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requires_budget_review = bool(reasons)
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route = (
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"budget_manager"
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if requires_budget_review
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else "approval_done"
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if is_application_claim
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else "finance"
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)
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label = "需要预算管理者复核" if requires_budget_review else "跳过预算管理者复核"
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message = (
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"系统根据预算、当前风险和历史风险判断，该单据需要预算管理者二次确认。"
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if requires_budget_review
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else "系统根据预算、当前风险和历史风险判断，该单据可跳过预算管理者复核。"
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)
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return with_risk_business_stage(
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{
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"source": "approval_routing",
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"event_type": (
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"expense_application_route_decision"
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if is_application_claim
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else "expense_claim_route_decision"
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),
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"severity": "medium" if requires_budget_review else "info",
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"label": label,
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"message": message,
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"requires_budget_review": requires_budget_review,
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"route": route,
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"reasons": reasons,
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"budget_result": self._compact_budget_result(budget_result),
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"current_risk_count": len(current_risk_reasons),
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"historical_risk_count": historical_risk_count,
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"created_at": datetime.now(UTC).isoformat(),
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},
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business_stage,
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)
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def _collect_budget_route_reasons(self, budget_result: dict[str, Any]) -> list[str]:
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rating = str(budget_result.get("rating") or "").strip().lower()
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risk_level = str(budget_result.get("risk_level") or "").strip().lower()
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metrics = budget_result.get("metrics") if isinstance(budget_result.get("metrics"), dict) else {}
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context = (
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budget_result.get("budget_context")
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if isinstance(budget_result.get("budget_context"), dict)
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else {}
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)
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reasons: list[str] = []
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if context.get("budget_applicable") is True and context.get("matched") is False:
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reasons.append("未匹配到可用预算池")
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if rating in self._BUDGET_REVIEW_RATINGS:
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summary = str(budget_result.get("summary") or "").strip()
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reasons.append(summary or f"预算测算评级为 {rating}")
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if risk_level in self._BUDGET_REVIEW_RISK_LEVELS:
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reasons.append(f"预算风险等级为 {risk_level}")
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over_budget_amount = self._decimal(metrics.get("over_budget_amount"))
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if over_budget_amount > Decimal("0.00"):
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reasons.append(f"预计超预算 {over_budget_amount} 元")
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return self._dedupe_reasons(reasons)
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def _collect_current_route_risk_reasons(
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self,
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risk_flags: list[Any] | None,
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*,
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business_stage: str,
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) -> list[str]:
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reasons: list[str] = []
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for flag in list(risk_flags or []):
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if not isinstance(flag, dict):
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continue
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flag_stage = risk_flag_business_stage(flag)
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if flag_stage and flag_stage != business_stage:
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continue
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if not self._is_substantive_route_risk_flag(flag):
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continue
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label = str(flag.get("label") or flag.get("event_type") or "风险标记").strip()
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message = str(flag.get("message") or "").strip()
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reasons.append(f"{label}：{message}" if message else label)
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return self._dedupe_reasons(reasons)
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def _count_recent_substantive_risky_claims(self, claim: ExpenseClaim) -> int:
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filters = []
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if claim.employee_id:
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filters.append(ExpenseClaim.employee_id == claim.employee_id)
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elif claim.employee_name:
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filters.append(ExpenseClaim.employee_name == claim.employee_name)
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if not filters:
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return 0
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since = datetime.now(UTC) - timedelta(days=AI_REVIEW_LOOKBACK_DAYS)
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stmt = (
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select(ExpenseClaim)
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.where(or_(*filters))
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.where(ExpenseClaim.id != claim.id)
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.where(ExpenseClaim.occurred_at >= since)
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)
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return sum(
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1
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for item in self.db.scalars(stmt).all()
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if any(
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self._is_substantive_route_risk_flag(flag)
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for flag in list(item.risk_flags_json or [])
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if isinstance(flag, dict)
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)
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)
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def _is_substantive_route_risk_flag(self, flag: dict[str, Any]) -> bool:
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source = str(flag.get("source") or "").strip().lower()
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if source in self._ROUTE_IGNORED_SOURCES:
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return False
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event_type = str(flag.get("event_type") or "").strip().lower()
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severity = str(flag.get("severity") or "").strip().lower()
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if source in {"budget", "budget_control"}:
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return event_type in self._BUDGET_ROUTE_EVENT_TYPES or severity in {"high", "critical", "danger"}
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if event_type in self._ROUTE_RISK_EVENT_TYPES:
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return True
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if severity in self._ROUTE_RISK_SEVERITIES:
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return source in self._ROUTE_RISK_SOURCES or bool(source)
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return source in self._ROUTE_RISK_SOURCES and bool(flag.get("triggered"))
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@staticmethod
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def _compact_budget_result(budget_result: dict[str, Any]) -> dict[str, Any]:
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return {
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"score": budget_result.get("score"),
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"rating": budget_result.get("rating"),
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"risk_level": budget_result.get("risk_level"),
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"summary": budget_result.get("summary"),
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"metrics": budget_result.get("metrics") if isinstance(budget_result.get("metrics"), dict) else {},
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}
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@staticmethod
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def _dedupe_reasons(reasons: list[str]) -> list[str]:
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deduped: list[str] = []
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seen: set[str] = set()
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for reason in reasons:
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text = str(reason or "").strip()
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if not text or text in seen:
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continue
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seen.add(text)
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deduped.append(text)
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return deduped
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@staticmethod
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def _decimal(value: Any) -> Decimal:
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try:
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return Decimal(str(value if value is not None else "0")).quantize(Decimal("0.01"))
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except (InvalidOperation, ValueError):
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return Decimal("0.00")
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