34457f9c3e
- 新增本体字段注册表与字段治理审计脚本 - 重构风险规则模板执行器、DSL 验证与清单分类器 - 完善票据夹服务与差旅请求详情页交互 - 优化趋势图表与总览页数据展示 - 增强报销平台风险分级与模拟公司筛选 - 补充本体字段、风险规则生成与票据夹服务测试覆盖
195 lines
11 KiB
Python
195 lines
11 KiB
Python
from __future__ import annotations
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import json
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from typing import Any
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def build_risk_rule_compiler_messages(
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*,
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domain: str,
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domain_label: str,
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business_stage: str,
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business_stage_label: str,
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expense_category: str | None,
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expense_category_label: str,
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natural_language: str,
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available_fields: list[dict[str, Any]],
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) -> list[dict[str, str]]:
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"""构造自然语言规则编译提示词。
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大模型只负责把业务语言拆成“语义计划”，后端会校验字段、操作符和模板。
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"""
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schema = {
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"name": "规则名称，短句",
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"description": "面向业务和审核人员的说明，不要写实现细节",
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"template_key": "field_required_v1 | field_compare_v1 | keyword_match_v1 | composite_rule_v1",
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"semantic_type": (
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"可选。可用稳定英文短语描述语义类型；"
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"已知差旅票据城市/路线一致性可使用 travel_route_city_consistency，其他规则按业务含义命名"
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),
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"field_keys": ["只能选择 available_fields.key"],
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"condition_summary": "用公式化语言描述判断依据，不要写'是否出现风险关键词'",
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"rule_ir": {
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"facts": "事实变量数组，例如 A=票据事实、B=业务申报事实、E=例外说明",
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"conditions": "条件数组，必须能被人解释",
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"hit_logic": "命中逻辑，例如 D AND ((A NOT_IN B) OR DATE_OUTSIDE(T,R)) AND NOT EXCEPTION(E)",
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},
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"conditions": [
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{
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"id": "稳定英文标识",
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"operator": (
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"exists_any | exists_all | in_scope | not_in_scope | overlap | "
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"not_overlap | date_outside_range | numeric_compare | duplicate_value | "
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"contains_any | not_contains_any"
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),
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"fields": ["exists/contains 类操作使用"],
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"left_fields": ["集合比较左侧字段"],
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"right_fields": ["集合比较右侧字段"],
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"date_fields": ["日期字段"],
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"range_start_fields": ["日期范围开始字段"],
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"range_end_fields": ["日期范围结束字段"],
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"compare": "numeric_compare 使用：gt | gte | lt | lte | eq",
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"threshold": "numeric_compare 可选固定阈值；若与预算余额比较，应使用 right_fields",
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"keywords": ["例外或风险词"],
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}
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],
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"hit_logic": {"all": ["condition_id", {"any": ["condition_id"]}]},
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"formula": "可执行逻辑公式，字段使用事实变量表达",
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"message_template": "命中后的业务提示",
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"unsupported_fields": ["用户规则提到但 available_fields 中暂时没有的字段"],
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"keywords": "仅 keyword_match_v1 使用，且必须是真正风险词，不得把例外说明词当风险词",
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"exception_keywords": "例外说明词，例如绕行、跨城办事、临时改签",
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"risk_scoring_evidence": {
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"impact_level": "low | medium | high | critical",
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"violation_certainty": "low | medium | high | critical",
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"evidence_strength": "low | medium | high | critical",
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"exception_dependence": "low | medium | high | critical",
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"control_action": "remind | supplement | manual_review | return | block",
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"business_sensitivity": "low | medium | high | critical",
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"reason": "用一句话说明这些评分证据来自哪些业务语义",
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},
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"flow": {
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"start": "流程起点",
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"evidence": "读取哪些事实",
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"decision": "判断公式或分支条件",
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"pass": "未命中时说明",
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"fail": "命中时说明",
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},
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}
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response_schema = {
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"semantic_plan": {
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"rule_intent": "用业务语言复述规则意图",
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"scope": "适用业务域、环节、费用领域",
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"required_fields": "字段本体映射，必须来自 available_fields",
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"judgment_steps": "逐步判断链，先事实、再条件、再例外、最后动作",
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"exception_conditions": "例外说明或豁免条件，不得当作风险关键词",
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"risk_action": "命中后的业务动作与评分证据",
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},
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"dsl": schema,
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}
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guardrails = [
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"只能输出 JSON 对象，不能输出 Markdown 或解释。",
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"输出结构必须包含 semantic_plan 和 dsl；semantic_plan 先解释业务判断链，dsl 再承载可执行规则。",
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"必须区分业务环节：费用申请是事前风控，费用报销是事后核验；不要把二者的字段和流程语义混用。",
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"费用申请阶段更关注预算余额、申请金额、申请事由、预计行程、预计费用科目、是否超预算或缺少前置审批。",
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"费用报销阶段更关注真实票据、报销明细、发生日期、附件识别结果和申请/行程/票据一致性。",
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"字段必须来自 available_fields，不能编造字段。",
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"多步骤规则要使用 composite_rule_v1：先抽取事实变量，再写 conditions 和 hit_logic，不要压扁成单个关键词判断。",
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"城市/地点/路线一致性必须用 field_compare_v1 或 semantic_type=travel_route_city_consistency。",
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"涉及多个字段、日期范围、金额范围、集合关系、例外说明的规则必须使用 composite_rule_v1。",
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"日期字段必须区分事实日期、票据日期和业务期间；如果只能拿到替代字段，要在 rule_ir 中说明这是 fallback evidence。",
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"composite_rule_v1 只能使用受控 operator：exists_any、exists_all、in_scope、not_in_scope、overlap、not_overlap、date_outside_range、numeric_compare、duplicate_value、contains_any、not_contains_any。",
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"预算、金额、阈值和超标规则必须用 numeric_compare；例如 claim.amount GT budget.remaining_amount，不得写成金额风险关键词匹配。",
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"人均超标规则必须优先使用字段本体中的人均金额字段，例如 claim.per_capita_amount GT 固定阈值，参与人数作为解释事实字段保留。",
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"重复发票、同一票据号、重复报销等规则必须用 duplicate_value；例如 attachment.invoice_no 在本次附件或明细中出现重复，不得写成重复风险关键词匹配。",
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"差旅路线规则中，交通票行程城市和住宿发票城市属于附件城市集合。",
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"申报目的地和明细发生地点属于申报行程城市集合。",
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"员工常驻地只能作为员工档案背景，不能作为本次出发地或返回地的硬依据。",
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"本次出发地和返回地应来自申请单明确字段或交通票路线本身。",
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"绕行、跨城办事、临时改签是例外说明证据，不是风险命中关键词。",
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"如果票据路线出现无法由本次票据起终点和申报目的地解释的额外城市，应描述为中途周转/绕行异常。",
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"keyword_match_v1 只用于品名、摘要、票据全文中出现明确风险词的规则。",
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"不要直接指定 risk_level 或 risk_score；只输出 risk_scoring_evidence，后端会按固定评分模型计算 0-100 分和风险等级。",
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"评分证据必须围绕六个指标：业务影响、违规确定性、证据强度、例外/规避空间、处置强度、场景敏感度。",
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"若规则语义是可修复的低风险提醒，例如资料要素缺失但归属清晰、仅提醒/提示/补齐且不退回不阻断，则 impact_level 和 control_action 应保持低强度。",
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"只有涉及造假、重复报销、金额超标、城市/日期不一致、禁止提交、退回修改、阻断或审计复核时，才应给 high 或 critical 的评分证据。",
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]
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examples = [
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{
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"user_rule": (
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"差旅报销时，交通票或住宿票据中的城市均无法与申报目的地、"
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"明细地点形成一致关系，且事由未说明绕行或改签原因，则高风险。"
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),
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"expected": {
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"template_key": "field_compare_v1",
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"semantic_type": "travel_route_city_consistency",
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"field_keys": [
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"attachment.route_cities",
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"attachment.hotel_city",
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"claim.location",
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"item.item_location",
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"claim.reason",
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"item.item_reason",
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],
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"condition_summary": (
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"A=交通票行程城市∪住宿发票城市，B=申报目的地∪明细发生地点，"
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"A与B无交集且无合理说明，或A中出现无法由本次票据起终点和申报目的地解释的额外城市时命中。"
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),
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"keywords": [],
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"exception_keywords": ["绕行", "跨城办事", "临时改签"],
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},
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},
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{
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"user_rule": (
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"差旅报销时，票据已上传但发票号码或商品服务名称缺失，且报销事由、人员和部门"
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"能够说明费用归属，则标记为低风险，仅提醒补齐票据要素。"
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),
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"expected": {
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"template_key": "field_required_v1",
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"field_keys": ["attachment.invoice_no", "attachment.goods_name", "claim.reason"],
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"condition_summary": "票据要素缺失但费用归属清晰时，仅提示补齐。",
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"risk_scoring_evidence": {
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"impact_level": "low",
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"violation_certainty": "medium",
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"evidence_strength": "medium",
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"exception_dependence": "low",
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"control_action": "remind",
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"business_sensitivity": "medium",
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"reason": "命中后只做补齐提醒，不阻断、不退回，也不涉及舞弊或金额越权。",
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},
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},
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}
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]
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return [
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{
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"role": "system",
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"content": "\n".join(
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[
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"你是 X-Financial 风险规则语义编译器。",
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"你的任务是把自然语言规则转换成可校验 JSON 语义计划。",
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"后端执行器只接受受控模板和受控字段，所以你必须严格遵守以下约束：",
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*[f"- {item}" for item in guardrails],
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]
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),
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},
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{
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"role": "user",
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"content": json.dumps(
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{
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"business_domain": domain,
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"business_domain_label": domain_label,
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"business_stage": business_stage,
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"business_stage_label": business_stage_label,
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"expense_category": expense_category,
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"expense_category_label": expense_category_label,
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"natural_language": natural_language,
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"available_fields": available_fields,
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"required_json_shape": response_schema,
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"examples": examples,
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},
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ensure_ascii=False,
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),
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},
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]
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